Financial Crime
Compliance (FCC)
AML transaction monitoring, KYC and CDD, sanctions screening, UBO detection and SAR preparation support, powered by ALFA's real-time detection and investigation workflows.
GOVERNANCE, RISK AND COMPLIANCE
Bring risk, controls and compliance together
under one governed operating model.
THE CHALLENGE
Regulatory Complexity Is
Outpacing Risk Teams
Expanding regulation, fragmented systems and rapid AI adoption are increasing pressure on risk teams. Testing slows, evidence gets scattered, and new AI initiatives introduce governance challenges.
Anaptyss extends all three lines of defense with managed GRC operations, trained specialists, structured evidence and audit-ready reporting within your existing risk framework and platforms.
OUR SOLUTION
Managed GRC Operations
Within Your Existing Environment
AML/KYC screening, enterprise risk documentation, model validation and control testing are delivered by trained risk and compliance specialists. Anaptyss combines managed operations with digital platforms that automate evidence collection, testing and reporting, while your risk officers retain ownership of risk decisions and sign-off.
WHAT WE DO
GRC Operations
We Deliver
Financial Crime
Enterprise Risk
Management (ERM)Risk register maintenance, RCSA execution, risk appetite reporting and operational risk documentation aligned to your ERM operating model.
Model Risk
Management (MRM)Model inventory and lifecycle governance, independent validation, ongoing performance monitoring and audit-ready model documentation.
Internal Controls and
SOX TestingTest of Design and Test of Effectiveness execution, evidence review and control gap identification, run through ANA with human reviewer sign-off at every step.
Internal Audit
SupportAudit planning support, testing execution, evidence assembly and issue tracking that hands your internal audit team a repeatable, defensible record.
Regulatory and
Examination SupportPolicy documentation, exam preparation, findings response and remediation tracking against an agreed plan.
Risk and Compliance
AnalyticsKRI/KPI dashboards, control performance trending and portfolio-level risk visibility, delivered through Factum.
AI and Emerging
Technology GovernanceMulti-layered oversight frameworks for GenAI and autonomous Agentic AI systems, covering accountability, explainability and control ownership.
OUR APPROACH
Delivered Through Digital Knowledge Operations™
Regulators check whether a control works, whether you can prove it worked, who tested it,
and what happened when it was applied. That's the standard we build from day one.
01 We Work Within Your Existing Control Framework
CovenAce, ALFA and ANA operate against your existing control library, risk taxonomy and testing methodology, within the GRC platforms already in place. The objective is to strengthen execution without forcing a re-platform.
02 Every Line of Defense Has a Defined Role
First- and second-line teams receive testing, monitoring and operational support, while third-line teams receive structured evidence and a repeatable record for independent assurance.
03 Evidence Is Captured as
the Work HappensMethodology, evidence, reviewer and timestamp are captured as controls are tested, creating a structured audit trail rather than reconstructing evidence when an examination begins.
04 AI Accelerates Execution.
People Retain AccountabilityANA accelerates Test of Design and Test of Effectiveness activities, while designated reviewers retain responsibility for validation and sign-off. Automation improves the testing cycle without transferring accountability away from your risk and control owners.
What Managed GRC
Operations Change
What Managed GRC Operations Deliver Across a Risk Function
Risk moves faster than periodic testing cycles can track it. Faster, structured testing reduces the window in which control effectiveness is uncertain.
Managed teams handle alert triage, screening review and evidence preparation, allowing risk and compliance officers to focus on escalations, exceptions and decisions requiring judgement.
Evidence is structured and timestamped as testing occurs, reducing the effort required to reconstruct what happened, who reviewed it and what action followed.
Additional regulatory requirements, testing cycles and transaction volumes can be absorbed through managed capacity without relying solely on internal hiring and training.
OUTCOMES
Selected outcomes
from GRC operations
delivered for our
clients.
INSIGHTS
Related Insights
Long formWhitepapers
Layered research on governance, model risk, and controls.
WeeklyBlog
Short signals from teams building AI inside regulated walls.
Practitioner guideseBooks
Step-by-step playbooks you can hand to an operating team.
Live & on demandWebinars
Sessions with practitioners, broadcast and archived.
Find Out Where Your
Evidence Trail Breaks
Most control failures are evidence gaps, not testing failures. We will map your trail to strengthen your controls, testing, and documentation.