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GOVERNANCE, RISK AND COMPLIANCE

Governance, Risk and
Compliance

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THE CHALLENGE

Regulatory Complexity Is
Outpacing Risk Teams

Expanding regulation, disjointed systems and the rapid adoption of AI are stretching risk and compliance teams thin. Control testing slips, evidence gets scattered across platforms, and every new GenAI or Agentic AI initiative adds a governance question nobody owns yet.

Anaptyss delivers managed GRC operations aligned to your risk taxonomy, control framework and existing GRC platforms. We extend your first, second and third lines of defense with trained analysts, structured evidence and audit-ready reporting — without asking you to replace the systems you've already invested in.

Two colleagues talking through a control review across a meeting table

OUR SOLUTION

Managed GRC, Run Inside the
Systems You Already Trust

AML/KYC screening, enterprise risk documentation, model validation and control testing are delivered by trained risk and compliance specialists. Anaptyss's proprietary digital platforms automate evidence collection, control testing and reporting, while your risk officers retain every risk decision and every sign-off.

Explore Our AI Solutions

WHAT WE DO

Enterprise Risk
Capabilities

  • Financial Crime
    Compliance (FCC)

    AML transaction monitoring, KYC and CDD, sanctions screening, UBO detection and SAR preparation support, powered by ALFA's real-time detection and investigation workflows.

  • Enterprise Risk
    Management (ERM)

    Risk register maintenance, RCSA execution, risk appetite reporting and operational risk documentation aligned to your ERM operating model.

  • Model Risk
    Management (MRM)

    Model inventory and lifecycle governance, independent validation, ongoing performance monitoring and audit-ready model documentation.

  • Internal Controls and
    SOX Testing

    Test of Design and Test of Effectiveness execution, evidence review and control gap identification, run through ANA with human reviewer sign-off at every step.

  • Internal Audit
    Support

    Audit planning support, testing execution, evidence assembly and issue tracking that hands your internal audit team a repeatable, defensible record.

  • Regulatory and
    Examination Support

    Policy documentation, exam preparation, findings response and remediation tracking against an agreed plan.

  • Risk and Compliance
    Analytics

    KRI/KPI dashboards, control performance trending and portfolio-level risk visibility, delivered through Factum.

  • AI and Emerging
    Technology Governance

    Multi-layered oversight frameworks for GenAI and autonomous Agentic AI systems, covering accountability, explainability and control ownership.

OUR APPROACH

Delivered Through Digital Knowledge Operations

Regulators don't just check whether a control works — they check whether you can
prove it worked, who tested it, and what happened when it didn't. That's the standard we
build from day one.

  1. 01

    We Work Within Your
    Existing Control
    Framework

    CovenAce, ALFA and ANA operate against your existing control library, risk taxonomy and testing methodology, within the GRC platforms already in place. The objective is to strengthen execution without forcing a re-platform.

  2. 02

    Every Line of Defense
    Has a Defined Role

    First- and second-line teams receive testing, monitoring and operational support, while third-line teams receive structured evidence and a repeatable record for independent assurance.

  3. 03

    Evidence Is Captured as
    the Work Happens

    Methodology, evidence, reviewer and timestamp are captured as controls are tested, creating a structured audit trail rather than reconstructing evidence when an examination begins.

  4. 04

    AI Accelerates
    Execution. People Retain
    Accountability

    ANA accelerates Test of Design and Test of Effectiveness activities, while designated reviewers retain responsibility for validation and sign-off. Automation improves the testing cycle without transferring accountability away from your risk and control owners.

See How DKO Works
An analyst reaching into an immersive control-monitoring environment

What Managed GRC
Operations Change

What Managed GRC Operations Deliver Across a Risk Function

  • Risk moves faster than periodic testing cycles can track it. Faster, structured testing reduces the window in which control effectiveness is uncertain.

OUTCOMES

Selected outcomes
from GRC operations
delivered for our
clients.

  • 75%

    Reduction in false alerts and sanctions compliance for a US-based super-regional bank, using Anaptyss's proprietary AML solution ALFA.

  • 2,500+

    Entity-level controls automated and tested for a US-based regional bank.

  • 60,000+

    KYT alerts cleared at 98% accuracy for a global cryptocurrency exchange.

  • 100%

    FINCRIME model validation completed for a US-based bank, bringing the model into alignment with its model risk management policies.

Let's Look at Your Risk
Environment

Every risk function carries a different mix of strategy gaps, testing backlog, and reporting fatigue. Tell
us where yours stands, and we'll map what actually needs to change, and what's already working.

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