ContactRequest a demo

ENTERPRISE RISK MANAGEMENT

Connect Risk, Controls,
and Strategy Across the
Enterprise

Explore What's Possible

THE CHALLENGE

Enterprise Risk Is Connected.
Risk Management Often Isn't.

Risk appetite, business strategy, operational exposure, resilience, third-party dependencies, and emerging risks are interconnected. Yet many risk functions manage them through separate frameworks, teams, and reporting processes.

The result is fragmented visibility, inconsistent escalation, and a risk function that can struggle to keep pace with how quickly the business changes.

Anaptyss helps risk leaders connect these disciplines into an enterprise risk operating model aligned to business strategy, governance requirements, and regulatory expectations.

A risk team talking through an operating model review

OUR SOLUTION

A Risk Operating Model Built
Around Your Business

Anaptyss designs, modernizes, and operates enterprise risk frameworks across strategy, appetite, assessment, resilience, governance, and reporting.

Our domain specialists bring the judgment and experience required to establish the framework and make critical decisions. Managed services and technology provide the execution capacity to operate it consistently at scale.

Explore Our Risk & Compliance Solutions

WHAT WE DO

Enterprise Risk
Capabilities

  • Risk Strategy &
    Advisory

    Risk frameworks, policies, appetite structures, governance models, and operating practices aligned to business objectives and regulatory expectations.

  • Enterprise Risk
    Assessment

    We identify, assess, prioritize, and aggregate risk across business units and risk categories to create a more consistent enterprise view.

  • Control Design
    and Testing

    Test of Design and Test of Effectiveness across operational, financial, and compliance controls, supported by ANA with evidence sampling, gap identification, and reviewer validation.

  • Operational Resilience
    and Third-Party Risk

    Business continuity planning, third-party oversight, dependency analysis, and concentration risk management to strengthen resilience across the enterprise ecosystem.

  • Regulatory and
    Audit Readiness

    Examination-ready documentation, SOX and ICFR support, control narratives, and governance processes that keep risk and compliance teams prepared year-round.

  • Issue and Remediation
    Management

    Tracking from finding to closure, with root cause analysis, ownership assignment, and status visibility for second and third line stakeholders.

  • Risk Reporting and
    Governance Dashboards

    Consolidated, board-ready risk views built through Factum, translating risk indicators and testing output into metrics leadership can act on.

  • Three Lines of Defense
    Modernization

    Workflows restructured so the first line owns controls, the second line validates them, and the third line inherits a clean, repeatable record, without three teams duplicating the same work.

OUR APPROACH

Delivered Through Digital Knowledge Operations

We don't bolt a tool onto your risk function. We learn how your control environment
actually runs, then build the assurance layer around it.

  1. 01

    We Start With Appetite,
    Not Evidence

    Before any testing begins, we work with your CRO's office to document or refine risk appetite and escalation thresholds by category. Everything downstream, testing, reporting, remediation, gets measured against that standard.

  2. 02

    Governance Gets
    Rebuilt Around How You
    Actually Run

    We map your three lines of defense as they operate today, then redesign ownership and escalation so all three work from one shared taxonomy.

  3. 03

    Testing and Reporting
    Run Inside Your Perimeter

    ANA carries testing volume; Factum consolidates reporting. Both run on-prem or private cloud, so risk data never leaves your environment.

  4. 04

    Human Judgment Stays
    on Every Call That
    Matters

    Appetite thresholds, gap severity, remediation priority, sign-off, these stay with your people, not the platform. Every call is timestamped and traceable.

See How DKO Works
A risk analyst working inside an immersive control environment

What Improves for
Your Team

Where Your Risk Function Feels the Difference

Credit work moves to us the way it would move between two of your own teams.
We document the process first, train against it, and run it under measured quality control.

  • Appetite and tolerance thresholds get built into how work is prioritized, not filed away as a policy document nobody checks against.

OUTCOMES

What Risk and
Compliance Teams
Have Seen After
Bringing Testing to
Anaptyss

  • 2500+

    Controls tested and calibrated for a US regional bank, including 600 critical controls assessed against OCC guidelines.

  • 200+

    Assessed for design adequacy and operating effectiveness, clearing a historical testing backlog for a US regional bank.

  • 25

    Testers, supervisors, and managers staffed and trained within weeks to stand up a shared services model for a US community bank.

  • 10%

    Efficiency gained from non-value-add elimination, after mapping process overlap and automating what could be automated.

Let's Look at Your Risk
Environment

Every risk function carries a different mix of strategy gaps, testing backlog, and reporting fatigue. Tell
us where yours stands, and we'll map what actually needs to change, and what's already working.

Get in Touch